This Code of Ethics is a statement of our commitment to integrity and high ethical standards in all that we do at RETIRE SMART Consulting, LLC. 

This Code of Ethics defines the standards of conduct that you can expect from us to  make the right decisions in  managing your investments and helping you achieve your 
long term financial goals through comprehensive financial planning.


Our Fiduciary Oath


RETIRESMART CONSULTING, LLC. shall exercise its best efforts to act in good faith and in the best interests of the client.

RETIRESMART CONSULTING, LLC. does not receive compensation or other remuneration that is contingent on any client's purchase or sale of a financial product.

RETIRESMART CONSULTING, LLC. does not receive a fee or other compensation from another party based on the referral of a client or the client’s business.


We are so committed to our Code of Ethics and Fiduciary Oath, that we put them in writing.

By following this Code of Ethics and our other policies and procedures, by adhering to the letter and the spirit of all applicable laws and regulations, and above all by applying sound judgment in serving our clients, we can demonstrate our commitment to our core values: putting clients first, doing the right thing, and helping clients with their long term goals.

We Honor Our Oath.